Voting rights notification


Release according to Section 40 para. 1 of the German Securities Trading Act (WpHG)

October 2018

HSBC HOLDINGS PLC, London, UK, has informed us on basis of a voluntary group notification in accordance with Sections 33 para. 1, 34 of the German Securities Trading Act (WpHG) that its fully owned subsidiary, HSBC UK Holdings Limited, has indirectly exceeded the thresholds of 3%, 5%, 10%, 15%, 20%, 25%, 30%, 50% and 75% of the voting rights in HSBC Trinkaus & Burkhardt AG, Königsallee 21/23, D-40212 Düsseldorf, Germany, on 1 October 2018 in connection with an internal group corporate restructuring. On such day, HSBC UK Holdings Limited has indirectly held 80,67% of the voting rights in HSBC Trinkaus & Burkhardt AG (27,498,050 voting rights). Details of the above notification can be found here.

Furthermore and in connection with the above acquisition of indirect voting rights in HSBC Trinkaus & Burkhardt AG by HSBC UK Holdings Limited, HSBC HOLINGS PLC, London, UK, has informed us on 2 October 2018 in accordance with Section 43 para. 1 of the German Securities Trading Act (WpHG) about its intentions resulting from such acquisition. These intentions can be found here.

Düsseldorf, 2 October 2018

HSBC Trinkaus & Burkhard AG

The Management Board

Release according to Section 26 para. 1 Securities Trading Act (WpHG)

July 2010

In accordance with Section 21 para. 1 Securities Trading Act (WpHG) Landesbank Baden-Württemberg, Stuttgart, Germany, informed us on 2 July 2010 that its share of the voting rights in HSBC Trinkaus & Burkhardt AG, Königsallee 21 / 23, 40212 Düsseldorf, fell below the 20 per cent threshold on 2 July 2010 and on that date amounted to 18.86 per cent (5,300,000 voting rights).

Düsseldorf, 7 July 2010

HSBC Trinkaus & Burkhardt AG

The Management Board

December 2005

HSBC Holdings plc, 8 Canada Square, London E14 5HQ, has informed us in accordance with Sections 21 para. 1; 22 para. 1 no. 1; 24 Securities Trading Act (WpHG) and in the name of its 100 per cent subsidiaries HSBC Bank plc, 8 Canada Square, London E14 5HQ, and HSBC Germany Holdings GmbH, Königsallee 21/23, 40212 Düsseldorf, that

HSBC Germany Holdings GmbH has increased its share of the voting rights in HSBC Trinkaus & Burkhardt KGaA held to date of 73.47 per cent and as a result of this increase exceeded the threshold of 75 per cent of the voting rights on 30 November 2005; since 30 November 2005 HSBC Germany Holdings GmbH has held 77.84 per cent of the voting rights in HSBC Trinkaus & Burkhardt KGaA; in accordance with Section 22 para. 1 no. 1 Securities Trading Act (WpHG) 77.84 per cent of the voting rights in HSBC Trinkaus & Burkhardt KGaA has been attributable to HSBC Holdings since 30 November 2005.

Düsseldorf, 1 December 2005

HSBC Trinkaus & Burkhardt KGaA

The Managing Partners